Risk Management

At Newton Equity Partners, we prioritize investor security through stringent regulatory compliance and comprehensive risk management practices. As an authorized entity under the Spanish CNMV, Newton Equity Partners adheres to the requirements of Law 22/2014, ensuring robust procedures for preventing money laundering and terrorist financing (AML/TF). Saenz de Valluerca y Asociados, S.L., a specialized anti-money laundering firm, oversees formal client identification, due diligence, and ongoing monitoring, ensuring all clients are thoroughly screened before entering business relationships. Our Partner Luis Prados de la Guardia, our designated AML representative, ensures full compliance with regulatory obligations, safeguarding investors' interests.

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In addition, we have engaged Contabilidad y Gestión del Norte, S.L. to manage Risk Management and Regulatory Compliance. Under Luis Prados' supervision, the firm identifies, assesses, and quantifies significant risks related to our investment vehicles. We conduct thorough pre-investment checks to assess suitability, risk profile, and valuation methods, ensuring ongoing evaluation of each investment's risks. For lower-risk investments, we apply simplified verification procedures, maintaining efficiency without compromising security.

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Newton Equity Partners’ compliance framework ensures that all operations align with regulatory obligations and internal rules, as outlined in our internal code of conduct (ICC). This ensures that we detect and correct any non-compliance, providing a transparent and secure environment for investors.